Chapter 1 – Introduction Page 1 of 2
Chapter 1 was revised in June 2006. For more information on the extent of these revisions, see the Revision History Table at the beginning of this handbook.
1.1 Scope of Freeway Management and Operations
Civilizations have become great in part because of their transportation
systems. The Phoenicians used the seas as their transportation system.
The Roman Empire built roads to connect the distant parts of their empire.
The British Empire used the seas to maintain their empire. The United
States civilization has become great and remains so, in a large part because
of its transportation system, which has contributed to a robust economy.
The ability to meet society's needs for mobility, access, goods
movement, security, and overall quality of life is dependent on the ability
to provide for safe, reliable, and sustainable travel in an ever-changing
environment with varying demands.(8)
The nation's Interstate System and other expressways – totaling
approximately 55,000 centerline miles – are an integral part of
the surface transportation network. For example, urban freeways make up
less than 2.4% of the total urban highway mileage; yet carry approximately
20% of the traffic nationwide (1). In essence, freeways provide the basic
backbone of our roadway transportation system and the highest level of
service when traffic flows smoothly and safely. "Service"
in this context not only refers to the commuting, commercial, and recreational
movement of drivers, riders and shippers; it also refers to the ability
of the freeway network to support other government agencies (e.g., emergency
service providers, first responders, military and security) as they plan,
react to, and recover from weather-related, natural disasters, and human-caused
emergencies.
Since the 1960's, population growth and economic prosperity have
led to a steady increase in the number of vehicles using the roadways
– particularly freeways – across the United States. The growth
in highway travel by the public can be attributed to a number of factors
including: population growth, an increased number of licensed drivers
and auto ownership, an increase in the number of trips per household,
growth in economic activity, changes in urban land use, and increase in
freight activity. As shown in Figure 1-1, vehicle-miles traveled
grew steadily during the last decade, with a minimal increase in lane-mileage.
Figure 1-1: Vehicle Miles Traveled Versus Lane Mileage (Reference
10) D
This increase in demand has, unfortunately, resulted in more turbulent
traffic conditions, increased congestion, and more frequent and longer
traffic delays. Increased turbulence and increased vehicle demand leads
to more conflicts and collisions, reducing safety. Today, the demand for
freeway facilities is overwhelming, and problems have grown to an intolerable
proportion in some metropolitan areas. A FHWA paper discussing TEA-21
Reauthorization (9) states: "It is has become widely acknowledged
that providing effective highway-based transportation consists of three
component parts:
- Building the necessary infrastructure
- Preserving that infrastructure (e.g., maintenance & reconstruction), and
- Preserving its operating capacity by managing operations on a day-to-day basis.
Highway transportation can thus be likened to a three-legged stool that
cannot effectively serve customer needs if any of these three parts (legs)
is missing or is underemphasized (too short) relative to the others."
The focus of this document is the "operations leg".
Freeway traffic management and operations is the implementation of policies,
strategies and technologies to improve freeway performance. The over-riding
objectives of freeway management programs are to minimize congestion (and
its side effects), improve safety, enhance overall mobility, and provide
support to other agencies during emergencies. The TRB Freeway Operations
Committee's Millennium Paper (3) states: "Freeway operations,
in its broadest context, entails a program to combat congestion and its
damaging effects: user delay, inconvenience and frustration, reduced safety,
and deteriorated air quality." Moreover, this "context"
includes a vast array of freeway uses – the daily commute, commercial
vehicle operations, personal and recreational trips, emergency service
response, and evacuations during emergencies.
1.1.1 Importance of Freeway Management & Operations
When discussing the quality of day-to-day freeway operations, the terms
"congestion" and "safety" are commonly used. Traffic
congestion means there are more people trying to use a given transportation
facility during a specific period of time (i.e., "demand")
than the facility can handle (i.e., "capacity") with what
are considered to be acceptable levels of delay or inconvenience. Safety
is concerned with reducing the number of vehicle crashes and minimizing
any injuries associated with crashes. Congestion – particularly
unexpected congestion – and safety have very strong impacts on travelers'
attitudes. In a series of surveys carried out by FHWA (10), traffic flow
and safety topped the list of highway characteristics that should receive
the most attention (followed by pavement conditions and work zones).
Other equally important considerations include:
- Mobility: The ability and knowledge to travel from
one location to another using a multimodal approach. (1)
- Accessibility: The means by which an individual can
accomplish some economic or social activity. (1)
- Reliability / Predictability: How much the ease of
movement varies from day to day, and the extent to which the traveler
can predict these temporal variations.
In essence, motorists (and transit riders) want to know what to expect
– such knowledge being a key attribute of "mobility".
Having accurate information about roadway performance significantly improves
the perception of a trip because information allows motorists to make
decisions that give them the perception of having more control over their
life. Knowing the extent and duration of congestion not only gives the
motorist better options, it removes a significant stress point, the unknown.
(For example, a father trying to reach his daughter's softball game
realizes that the 10-minute delay won't force him to miss the first
pitch; therefore, he can relax and approach the accident site more cautiously,
without any aggressive driving or "road rage"). Thus the perception
of the congestion improves significantly. Conversely, when information
is not available, the anxiety associated with the unknown reason for,
and length of, the delay causes the motorist to perceive the delay as
longer than it really is, perhaps leads to more erratic driving behavior,
and creates a much more negative opinion of both the traffic congestion
and, ultimately, how well the highway agency is using taxpayer resources.
(2)
These considerations of mobility, accessibility, and reliability also
apply to emergency and incident management agencies (i.e., Principal Responding
Agencies – PRAs), and to motorists who are affected by an emergency
(e.g., the need to evacuate from an area affected by a disaster of some
sort). Under such extreme circumstances, these users also need to know
their options and what to expect.
In theory, problems of congestion, safety, mobility, accessibility, etc.
would dissolve with increases in capacity (i.e., adding more lanes, and
new facilities) and the reconstruction of existing facilities (wider lanes
and shoulders, improved alignment) to improve safety. Increasing capacity
and reconstructing existing facilities, however, introduces significant
economical, political and societal challenges, many of which cannot (and
perhaps should not) be overcome. Moreover, increased capacity may create
additional demand, eventually resulting in the same problems as before.
Management and operations can provide practical and cost-effective alternatives
(perhaps in concert with capacity improvements) for addressing freeway
problems.
The need for and importance of freeway management and operations extends
well beyond any constraints on building / reconstructing conventional
infrastructure. Transportation agencies and authorities, and their staffs,
have the responsibility to be good stewards and responsible managers,
being more proactive in addressing potential problems, rather than merely
reactive. Moreover, part of this stewardship includes managing the elements
of the network itself (e.g., asset management), not just the traffic flow.
Another important consideration in this regard is that transportation
is becoming increasingly customer-driven, with a need to view the network
at more of a regional scale. The public does not care which jurisdiction
is responsible for the road on which they are currently traveling. They
want and deserve a safe, reliable, and predictable trip, one that is safe
from physical and mental harm, provides consistent service, and is predictable
in terms of travel time that is within an acceptable variance.
Finally, technology – specifically Intelligent Transportation Systems
(ITS) – is creating an environment where management and operations
can take a major leap forward. The recent advances in surveillance, communications,
processing, and information dissemination technologies, with an emphasis
on "real time" applications, have proven a significant enabler
of freeway management and operations. ITS allows for the rapid identification
of situations with a potential to cause congestion, unsafe conditions,
reduced mobility, etc.; and then to implement the appropriate strategies
and plans for mitigating these problems and their duration and impacts
on travel.
1.1.2 Wile E. Coyote and Freeway Performance
Reference 2 presents the "Wile E. Coyote Theorem of Freeway Performance"
(including Figure 1-2) as follows:
"Freeway performance on congested and nearly congested roadways
can perhaps best be explained by analogy to the Warner Bros. Road Runner
cartoons. First, let's talk about the cartoon. In a familiar Road
Runner scene, Wile E. Coyote chases the Road Runner across the mesas of
New Mexico. They run along a mesa until the Road Runner simply runs off
the end, into thin air. Unaware, the Coyote follows him, running on thin
air. Then something happens: he looks down. The Road Runner, safe as ever,
whips out a taunting sign, and suddenly the Coyote realizes he is hanging
in air. Zoom! Down he plunges for hundreds of feet... ending in a small
puff of dust.
This same scenario is a very good description of urban freeway operations.
Detection systems now measure freeway volumes that are 20 percent greater
than what was once considered their theoretical maximum. However, under
these volume conditions, when any type of disturbance in flow occurs,
dramatic decreases in vehicle volumes and speeds result.
High volumes can be compared to the Coyote running along the top of the
mesa. Volumes above about 2000 vehicles per lane per hour can be viewed
as the Coyote running in air. As long as nothing happens to remind him
that he is doing the impossible, he's okay. And as long as nothing
happens along the roadway, traffic will continue flowing.
The problem is, "things happen." Accidents occur. Even small
disruptions, such as a distraction on the side of the road (a catchy billboard,
a police car pulled over) are analogous to the Coyote looking down. At
very high volumes, one vehicle's small hesitation can cause other
vehicles to brake more heavily to avoid a collision. The disruption in
flow then cascades, and suddenly both speed and throughput volume rapidly
decrease. Like the Coyote, roadway performance plummets, and vehicle throughput
vanishes in a small puff of dust.
And tomorrow, the Coyote will do it all again. Once again life imitates
art."
Figure 1-2: Cartoon Analogy of Freeway Conditions
(Reference 2)
Freeway management and operations is all about keeping the Coyote from
running off the cliff in the first place; and if (and when) he does, to
keep him from looking down; and if (and when) he does look down, to minimize
the impact of his fall (and the resulting dust plume), so he can resume
his chase of the Road Runner as soon as possible thereafter.
1.2 Purpose
This document was prepared under FHWA Work Order SA80B010 as part of Contract
DTFH61-01-C-00180. The original focus was to update the Freeway Management
Handbook, reflecting the changes in the state-of-the-practice that had
occurred since the Handbook was last updated in 1996. Per the original
task order scope, "only an update and not a comprehensive revision
is required to the Freeway Management Handbook", and the "intent
of this task order is to assess the current document, identify proposed
changes, and perform the necessary revisions that ... are needed to
represent the current state-of-the-practice in freeway management."
However, after a thorough review by the project team and a task force
comprised of members and friends of the TRB Committee on Freeway Operations
(see Table 1-1), it was determined that a complete and comprehensive revision
to the Freeway Management Handbook was required – not just an "update"
– to reflect the state of the practice, as well as to better address
an expanded view of freeway management and operations. Annotated Outlines
of each chapter were prepared, followed by several drafts reflecting review
comments made by the aforementioned Freeway Operations Committee Task
Force. It should be noted that the contributions made by this group of
individuals was invaluable.
Table 1-1: Handbook Contributors – Freeway Operations Committee
Task Force
- Jon Obenberger – FHWA Contract Manager
- Joel Marcuson – Task Force Leader
- Tom Urbanik – Project Team Reviewer
- Walter Kraft
- Larry Klein
- Ron Sonntag
- Mark Hallenbeck
- Laurence Lambert
- Dave Helman
- Dave Roper
- John Corbin
- John O'Laughlin
- Henry Wall
- Brandy Meehan
- Ken Brooke
- Lynette Goodwin
- Jeff Lindley
- Les Jacobson – Review Coordinator
- Pete Briglia – Chair, Freeway Operations Committee
- Conrad Dudek
- Jim Kerr
- Mousa Abbasi
- Ramakrishna Tadi
- Abdul Hamad
- Mitsuru Saito
- Les Kelman
- Jack Tone
- Tip Franklin
- Chuck Fuhs
- Steve Balog
- Dick McGuinness
- Larry Corcoran
- William Stoeckert
- Dan Baxter
|
This revised "Freeway Management and Operations Handbook" is intended
to be an introductory manual – a resource document that provides an overview
of the various institutional and technical issues associated with the
planning, design, implementation, operation, and management of a freeway
network. It is not intended to be an all-encompassing, "Everything
You Ever Wanted To Know About Freeway Management and Operations".
Rather, it is intended to provide the user with a better understanding
the wide variety of potential strategies, tools, and technologies that
may be used to support management and operation of the freeway network.
Additionally, beyond this obvious purpose of the Handbook, the document
also attempts to address several broader issues, including:
- The concept of "operations" as a part of the overall
mission (and some might regard as a relatively new one) for transportation
agencies;
- Freeway management and operations activities (which often have
a relatively short-term focus), within the context of the "life
cycle" of the surface transportation network, such as relating freeway
operations to a broader set of visions and goals, coordinating freeway
operations with the longer-term policy making and transportation
planning processes (and vice-versa), and expanding the view of
freeway management and operations such that the transportation is considered.
- The numerous institutional relationships that impact the operation
of the freeway and the infrastructure itself; and similarly, how individual
"operational" actions relate to one another and how, when
combined, can affect the institutional framework.
- Potential measures and procedures for evaluating the overall
performance of the freeway, as well as evaluating freeway management strategies
and improvements (both prior to and following their implementation).
- Planning and engineering processes for developing and updating
freeway management programs, for developing individual projects to implement
the program, and for managing the program after the projects are complete.
The Freeway Management and Operations Handbook relies heavily on other
references for many of the concepts and some of the text included herein.
As a general rule, the specific reference(s) is identified at the end
of the associated sentence / paragraph / bullet list with a reference
number in parenthesis. The references and their respective numbers are
listed at the end of each chapter.
1.2.1 Why This Document Is Needed
In the late 1960s and early 1970s, highway agencies began to take steps
toward active operation of the freeways that had been constructed during
the intense building years of the Interstate Program. Emphases in highway
transportation began to shift from building new facilities and enlarging
existing ones to extracting the most from existing facilities. It was
the dawn of the era of freeway operations and traffic management. Authorities
began to realize that understanding how the public used freeways and how
operating agencies managed that use was crucial to maintaining operational
efficiency. Allowing unrestrained growth in the use of the freeway network
produced congestion, which effectively reduced freeway capacity, lowered
traveling speeds, reduced safety, and increased driver frustrations. Tools
that could manage and reduce the congestion plaguing our highways were
sorely needed. Researchers used studies of highway usage to come up with
the concepts and approaches that have since evolved into freeway traffic
management programs. They realized that implementing these programs could
cost-effectively influence the public's use of the highway system.
(3)
Over the past three decades, the practice of freeway operations has matured.
Strategies have evolved, techniques have been developed, and new technologies
(ITS) have emerged. Traffic operation centers have reported successes
and failures as lessons learned. The intelligent transportation community
has quickly incorporated those lessons, and the resultant systems have
progressed with each new generation of the freeway traffic management
system.
The profession's view of freeway management and operations has
also changed. Freeway management strategies and concepts were initially
developed to counter congestion. That is still a major goal. But freeway
practitioners are also beginning to view themselves as good stewards and
responsible managers, managing not only the traffic flow on the network
but also the physical elements of the network itself, addressing safety
and security issues, and attempting to be more proactive in addressing
potential problems rather than merely reactive.
Throughout this evolution, FHWA has sponsored the development of Handbooks
to document the state of the practice in freeway management. A "Freeway
Management Handbook" was originally developed in 1983. The first
(and current) update was initiated in 1995, with the revised document
published in 1997. The evolution will undoubtedly occur, and a new and
revised "Freeway Management and Operations Handbook" will
likely be required in another few years.
1.3 Intended Audience
The intended audience of the revised Handbook is transportation professionals
that participate in or are responsible for any phase in the life cycle
of a freeway network. This includes all public or private "practitioners"
(e.g., managers, supervisors, engineers, planners, or technicians) that
are involved with any issue or decision (e.g., legislation, policy, program,
funding, project implementation, operational scenario) that may directly
or indirectly influence the performance of a freeway facility. These activities
may include, but not be limited to, planning and design of freeways and
other transportation facilities within the same corridor, operational
strategies, programs, and services that support continuous management
of travel and control of traffic on freeway facilities, and the technology
infrastructure to provide these capabilities.
It is emphasized that while this document focuses on the management and
operation of freeway facilities, and views freeway practitioners as the
primary audience, these practitioners must not consider
freeways and their operation in a singular, isolated manner. All three
of the aforementioned legs of the "transportation stool" (i.e., building,
preserving, operating), are integral parts of the business of most transportation
agencies, and freeways are just one element of the surface transportation
network. The same planning, programming, and budgeting processes are applied
to all of these facilities and management attributes. This is not to imply
that they are necessarily in competition with one another; rather they
should be viewed as complementary – for example, the application of freeway
management and operational strategies on existing facilities may defer
or eliminate the need for new infrastructure; new / expanded transit service
may reduce the traffic flow on the freeway and other roadway facilities;
the construction / reconstruction of freeway facilities can provide the
opportunity to install ITS technologies and infrastructure (that support
operations) in a most cost-effective manner; and an intense program of
freeway management and operations can help minimize the traffic flow impacts
during reconstruction / maintenance activities.
1.4 Overview
1.4.1 The Problem
Demand for highway travel by Americans continues to grow as the population
increases, particularly in metropolitan areas. Construction of new highway
capacity has not kept pace with this growth. For example, between 1980
and 1999, route miles of highways increased 1.5 percent while vehicle
miles of travel increased 76 percent. The effects of this disparity are
captured in a number of measures and perceptions, including visible and
consistent roadway congestion, the loss of personal and professional time,
environmental degradation, and general traveler frustration – in
essence, a reduction in overall mobility and accessibility. Some statistics
are provided below:
- The Texas Transportation Institute (TTI) estimates that, in 2000,
the 75 largest metropolitan areas experienced 3.6 billion vehicle-hours
of delay, resulting in 21.6 billion liters (5.7 billion gallons) in wasted
fuel and $67.5 billion in lost productivity. (4)
- Each year, more than 42,000 people die on the nation's
highways and 5 million are injured. A recent report from the National
Highway Traffic Safety Administration put the economic costs of highway
crashes at more than $230 billion per year including medical and emergency
services costs, lost productivity, legal costs, travel delay and property
damage. Additionally, highway crashes are the leading cause of death of
Americans 6 to 28 years of age. (13) The fatality rate on the Interstate
System has been relatively steady after falling early in the 1990s. The
number of fatalities on Interstate highways has increased over the past
decade, but so has the level of traffic, as indicated by the number of
vehicle miles traveled (VMT) (5).
- Congestion is growing in areas of every size. TTI's 2001
Annual Urban Mobility Report shows more severe congestion that lasts a
longer period of time and affects more of the transportation network in
1999 than in 1982 in all urban population categories. The average annual
delay per person climbed from 11 hours in 1982 to 36 hours in 1999. And
delay over the same period quintupled in areas with less than 1 million
people. The time to complete a trip during the congested period also continues
to get longer. (2)
- Another measure of congestion – the travel time index – indicates
how much more time it takes to travel during a peak period than at other
times of day. This measure is based solely on the regular traffic congestion
on the roadways. It provides a measure of how much of the change in traffic
congestion is due solely to more cars using the roadways. During the past
decade, the travel time index on Interstates increased by about 12 percent.
This statistic provides information about drivers' experiences as
well as the level of congestion on the road because it accounts for delays
due both to the traffic demand on the road and to roadway incidents (e.g.,
crashes). (5)
The growth in demand has also impacted the temporal aspects of freeway
operations. As discussed in Reference
2 and shown in Figure 1-3,
traffic levels initially grow immediately before the start of the workday
and immediately after the end of the workday (the green line). As traffic
reaches the roadway's capacity during those times, travelers begin to
leave 10 or 15 minutes earlier or later in the day to avoid the resulting
congestion or they allow more time for travel. This spread of travel demand
soon creates a true "peak hour" of volume. As growth continues, like it
has in most major cities, the "peak hour" becomes the "peak period," since
limitations in roadway capacity allow growth in traffic to occur only
at the beginning and end of the "peak period" (see the red line in the
figure). The sharp morning or afternoon peak in travel thus becomes a
wide mesa. In many areas, particularly suburban areas, these peak movements
stop being one-directional (people traveling from the suburbs to the central
city in the morning and back in the afternoon) and become two-directional
as people travel among multiple suburban locations. As the evolution of
congestion continues, travel on heavily used (and frequently congested)
roads actually becomes almost constant throughout the day. Finally, as
growth pressure continues, congestion in the peak periods can become so
severe that average peak period volumes actually decline because
congestion decreases the volume of vehicles a road can accommodate. (2)
Figure 1-3: Typical Plots of Volume vs. Time-of-Day (Reference 2) D
Delays (resulting from freeway congestion) at particular locations in
a transportation network are certainly aggravating to those using the
system; but these delays are part of a much larger picture of how a transportation
system allows people and goods to move around a metropolitan area. The
consequences of congestion are much more serious to a community. For example:
- Local Traffic Impacts: When faced with congested
conditions, many drivers quickly look for ways to bypass the freeway
bottleneck. These often include making their way through arterial streets
and residential neighborhoods not designed to handle through traffic.
Such bypass traffic often becomes the focus of neighborhood complaints.
(1)
- Economic Growth: Efficient transportation access
to employment and shopping sites is an important consideration to business
and developers when considering expansion opportunities. A good transportation
system is an important selling point to communities that desire to attract
development. In addition, good transportation is very important to the
movement of goods and services and thus has a direct impact on sound
economic growth and productivity. (1)
With respect to the last point, commercial freight carriers notice the
growing lack of travel reliability even more. These companies experience
increasing costs from having to pay large quantities of overtime because
their trucks are stuck in unexpected traffic. Costs also increase from
an inability to schedule work for their vehicles over the complete workday,
as the companies lengthen expected delivery times just to ensure that
they don't have to pay overtime. Inefficiencies caused by unreliable
roadway travel times add to the costs that slow moving traffic create
by making each trip last longer. (2)
- Quality-of-Life: To some people, congested (and unsafe)
highways are a symptom of deteriorating quality-of-life in a community.
In many cases, and in particular in suburban communities, residents
moved to their community to escape urban problems like traffic jams.
Now facing this congestion has once again become part of their daily
routine. Another aspect of this quality-of-life characteristic is the
role transportation plays as a key element of getting and keeping a
job. (1)
- Environmental Quality: Congested road conditions
can have a detrimental effect on the environment, in particular air
quality. Making improvements to the transportation system or trying
to change travel behavior has been an important objective of those wanting
to improve environmental quality. (1)
There is also an institutional and political aspect to all of this. Addressing
the performance of the transportation network and the mobility needs of
a community has become, in several cases, a litmus test for effective
leadership. Because the public sector is viewed as having the major responsibility
for solving transportation problems, community officials are often the
focal point for citizens' interest concerning traffic congestion,
safety, and mobility needs. (1)
1.4.2 The Future
There are a number of demographic trends that are likely to affect travel
patterns and congestion in the future, including:
- Rising affluence and increased income – Rising incomes will
likely translate into increased auto availability and use, increased number
of trips per household, and increased average trip lengths. The rising
affluence is partly due to the fact that many households now have multiple
workers. When multiple workers reside in a single household, it then becomes
more difficult for each to live in close proximity to their work; thus
the need to choose some compromise location that meets both workers'
needs as well as the needs of other household members (e.g., good schools,
nice parks, etc.).
- Democratization of mobility – Privately owned auto transportation
is becoming more accessible to previously car-less households. This increased
access to personal mobility via personal auto is mostly among Americans
living in center cities. In many instances, this newfound personal mobility
carries them to where employment is easy to find—the booming suburban
areas that require longer vehicle trips. (2)
Traffic demand – both passenger and freight – is expected
to increase. Estimates that FHWA uses indicate passenger traffic will
increase by 17 percent from the end of 2001 through 2010—an increase
from 2.7 trillion vehicle miles traveled to 3.1 trillion. In addition,
states and FHWA data indicate that truck traffic is expected to increase
in the future. Estimates used by FHWA show freight movement by truck increasing
by 28 percent from the end of 2001 through the end of 2010. Finally, an
alliance of primarily southern and southeastern states released a 2001
study that estimates a 6.9 percent annual increase in Latin American truck
traffic in the United States (resulting in almost a doubling over the
10-year period). Ninety-six percent of this truck traffic will be on Interstates.
(5)
1.4.3 Homeland Security and Other Emergencies
Another (and relatively new concern) is that of homeland security, which
can be expected to exact new demands on the U.S. surface transportation
system. Research by the Federal transit Administration indicates that
58% of international terrorist attacks were on transportation targets,
and of these 92% were on surface transportation. The ability of our system
to cope with such contingencies requires capability to detect catastrophic
incidents, to facilitate first responder communications, to quarantine
roads, and to effectively route evacuations from major metropolitan areas;
all while maintaining the appropriate balance between these transportation
security needs and the efficiency of the transportation network. Freeway
practitioners must be prepared to go beyond the normal day-to-day management
activities to support emergency service providers and the military during
large-scale response and recovery activities – not only terrorist
attacks, but natural and weather related disasters such as hurricanes,
forest fires, blizzards, earthquakes, etc.
1.4.4 Potential Solutions
As previously noted, providing effective highway-based transportation
consists of three component parts: construction, preservation, and operations.
In addition to these primarily "supply"-oriented solutions,
there is also "demand" aspect; and numerous agencies have
implemented solutions for managing the demand for the highway network.
1.4.4.1 Construction
Construction, whenever it is feasible, often seems to be the first choice
of most politicians and many transportation agencies. It provides a visible
increase in vehicular capacity. Whether it is politically popular depends
on the cost of the construction project and its impacts on land uses and
the environment. Construction does have several drawbacks. There isn't
enough funding to address the growing demand. Moreover, construction is
becoming increasingly difficult to do. In urban areas, where congestion
tends to be greatest, land prices, public resistance, and environmental
mitigation requirements severely limit the size of capacity improvements.
They also increase the time required to gain the necessary permits, thus
raising costs dramatically. These problems limit both the public's
acceptance of new construction and their willingness to pay for those
roads. Under these circumstances, new construction may only moderate existing
congestion rather than eliminate it because building sufficient capacity
to meet existing levels of demand is not feasible.
1.4.4.2 Operations
Since new construction is often not feasible or insufficient to significantly
reduce congestion and improve mobility, transportation agencies are turning
to operational improvements to reduce / limit the growth of congestion,
improve safety, and / or increase the number of people the existing roadway
will carry. A variety of strategies have been used successfully to improve
roadway operation. Among the most common are: traffic incident detection
and management, traveler information, managed lanes (e.g., preferential
treatment to high-occupancy vehicles), ramp management, and Intelligent
Transportation Systems.
Freeway management applications have had a positive effect on freeway
operations leading to benefits such as increased safety, improved traffic
flow, and reductions in traffic delays. A summary of measured benefits
associated with freeway management is provided in Table 1-2. (More detailed
information on the benefits and costs of freeway management strategies,
and ITS technologies in general is available "Intelligent Transportation
Systems Benefits and Costs – 2003 Update" (Reference 15).
Information in that report is drawn from the ITS Benefits and Unit Costs
Databases, a regularly updated repository of information, available at
www.benefitcost.its.dot.gov.)
Table 1-2: Measured Benefits of Freeway Management (Reference 6)
Measure |
Benefit |
Travel Time |
Decrease 20% to 48% |
Travel Speed |
Increase 16% to 62% |
Freeway Capacity |
Increase 17% to 25% |
Accidents |
Decrease 15% to 50% |
Fuel Consumption |
Decrease of 41% in congested areas |
Emissions |
Decrease HC emissions 1400 tons annually Decrease NOx emissions
1200 tons annually |
Each of the various operational strategies works effectively under specific
conditions, but most improvements individually achieve only modest reductions
in congestion. Their real contribution is to significantly improve the
efficiency of the existing infrastructure, while increasing the reliability
and safety of the transportation system operation.
1.4.4.3 Demand Management
In the broadest sense, transportation demand management (TDM) is any action
or set of actions intended to influence the intensity, timing, and spatial
distribution of transportation demand for the purpose of reducing the
impact of traffic or enhancing mobility options (1). A variety of government-
and employer-sponsored programs can be designed to reduce vehicle trips
during congested periods and in congested locations. These include flexible
work schedules that allow employees to travel off-peak (or work at home),
amenities to improve the safety and efficiency of biking and walking,
ridematching services for vanpools and carpools, community-based carsharing,
employer-subsidized transit passes, guaranteed emergency rides home for
transit users, and incentives to decrease employer-paid parking.
1.4.4.4 Discussion
The transportation phenomenon is the result of demographic and market
forces that are difficult to change. In addition to the supply and demand-oriented solutions noted above, there is also the issue of managing
the land use and development patterns that influence when and where travel
demand occurs over the long term. To be effective within this context,
one needs to examine how the various actions complement one another over
the long run.
A coordinated mobility, congestion reduction, and safety enhancement
program should consist of several tools and elements from all of these
categories of potential solutions. The specific structure of such a program
depends, of course, upon funding and the feasibility of implementing such
actions in the local political environment. Attributes of a mobility /
congestion / safety program include:
- Provide the most cost effective transportation system improvements
that enhance mobility, increase safety, and reduce traffic congestion
while being consistent with community goals. The improvements can include
operational changes to improve the performance of the existing network
and services, and the physical expansion of the highway system or the
addition of transit services.
- Examine better ways of managing transportation demand, especially
if the opportunity for substantial gains in system performance through
expansion or operational improvements is limited.
- Explicitly consider long-range strategies that will provide
the foundation for avoiding similar problems in the future. This implies
an important role for considering future land use/development patterns
and their impact on travel.
- Deal with institutional arrangements and funding requirements
for implementing the program. This is especially important where the transportation
services are housed in separate units. (1)
It also bears mentioning that while all of these potential strategies
can reduce congestion, enhance safety, and improve mobility; they will
rarely be implemented in enough magnitude to completely eliminate congestion
in urban areas. The goals, then, are more typically to manage congestion,
provide travel options, and improve travel reliability and safety.
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